Steven is the Chief Compliance Officer (CCO) and client services manager at AFN. He makes sure that our clients feel like they are seen and heard, in an effort to meet or exceed their expectations. He joined the company in late 2017, after working as an Assistant Specialist for Pershing and then as Chief Compliance Officer and Client Relationship Consultant at Penniall &Associates. His MBA is from Pepperdine University after attaining an undergraduate degree in Sociology from Tulane University. Steve holds three securities registrations, and a real estate license.